Procedure

Corresponds to the incorporation or capital increase of companies, joint venture agreements or similar, as well as the acquisition of assets physically located in the territory of the Republic or the acquisition of stock values. DOCUMENTATION TO BE SUBMITTED TO PROINVERSIÓN

• Request to the Investors Servicing Division - Form 1

Registration from 1 to 9. Download Annex 1

1. CAPITALIZATION OF CONTRIBUTIONS IN FREELY CONVERTIBLE CURRENCY
2. REQUIREMENTS
   1. • Form 1, duly completed.
      • Annex 1, duly completed.
      • Proof or document certifying that the contribution was made from abroad and channeled through the National Financial System.
      • Accounting Entry in the Journal for the capitalization of the new contribution.
      • In the case of contributions destined to the incorporation of companies, the transfer may be accredited in the name of the investor's agent or attorney and such condition must be certified.


3. CAPITALIZATION OF PRIVATE OBLIGATIONS ABROAD
4. REQUIREMENTS
   1. • Form 1, duly completed.
      • Annex 1, duly completed.
      • Proof or document certifying that the contribution was made from abroad and channeled through the National Financial System.
      • Accounting Entry in the Journal, where the money entry and the credit registration with the foreign country are recorded.
      • Accounting Entry in the Journal for the capitalization of the loan.


5. CONTRIBUTIONS IN PHYSICAL OR TANGIBLE ASSETS
6. REQUIREMENTS
   1. Form 1, duly completed.
   2. Annex 1, duly completed.
   3. Commercial Invoice free of payment.
   4. Accounting Entry in the Journal for the capitalization of the new contribution.
   5. In the case of importation, present an Import Document issued by the corresponding Customs Administration.


7. INTANGIBLE TECHNOLOGY CONTRIBUTIONS
8. REQUIREMENTS
   1. Form 1, duly completed.
   2. Annex 1, duly completed.
   3. Certificate of registration of the brand, patent or other industrial property element, issued by INDECOPI, evidencing the right in force in the name of the investor.
   4. Minutes of the Board of Directors or Shareholders Meeting, where the confirmation of the valuation made is recorded. In the case of joint ventures or similar, the corresponding contract must be submitted.
   5. Accounting Entry in the Journal for the capitalization of the new contribution.


9. CONTRIBUTIONS IN LOCAL CURRENCY WITH DRAWING RIGHTS, FOR PROFITS, DIVIDENDS, ROYALTIES OR OTHER TYPES OF ACCRUED CREDITS.
10. REQUIREMENTS
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. The availability of resources with drawing rights must be evidenced by a copy of the pertinent accounting documents.
    4. In the case of royalties, a copy of the Resolution of Registration, before the relevant national agency, of the contract that generated the obligation, must be attached.
    5. Accounting Entry in the Journal for the capitalization of the new contribution.


11. CONTRIBUTIONS IN LOCAL CURRENCY WITH DRAWING RIGHTS, FOR PROFITS, DIVIDENDS, ROYALTIES OR OTHER TYPES OF ACCRUED CREDITS.
12. REQUIREMENTS
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. The availability of resources with drawing rights must be evidenced by a copy of the pertinent accounting documents.
    4. In the case of royalties, a copy of the Resolution of Registration, before the relevant national agency, of the contract that generated the obligation, must be attached.
    5. Accounting Entry in the Journal for the capitalization of the new contribution.


13. CAPITALIZATION OF PROFITS AND RESERVES
14. REQUIREMENTS
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. Complementary information on the origin of the funds (e.g. fiscal year to which the profits belong).
    4. Accounting Entry in the Journal for the capitalization of profits/reserves.


15. ISSUE PREMIUMS
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. Information on the issuance of the shares, their nominal value and transaction value.
    4. Proof or document certifying that the contribution was made from abroad and channeled through the National Financial System.
    5. Accounting Entry in the Journal for the capitalization of premiums or their recording as additional capital.


16. BUSINESS REORGANIZATION
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. Certified Copy of the Public Deed of reorganization of the company receiving the investment, duly registered with SUNARP, or proof of the Public Deed in the process of registration.


17. CAPITAL REDUCTION
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. Accounting Entry in the Journal for the capital reduction.


18. INVESTMENTS IN ASSETS PHYSICALLY LOCATED IN THE TERRITORY OF THE REPUBLIC
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. Powers evidencing the powers of representation granted by the investor to the legal representative.
    4. The Public Deed of purchase and sale of the acquired property duly registered in the real estate registry.
    5. Proof of the entry of the funds used for the cancellation of the property through the National Financial System, or in its absence, the accreditation that such funds come from resources with the right to draw.
    6. The documents proving that the acquired asset constitutes an asset destined to an economic activity capable of generating income.
19. Download Annex 2


20. INVESTMENTS INTENDED FOR THE ACQUISITION OF STOCK VALUES
    1. Form 1, duly completed.
    2. Annex 1, duly completed.
    3. Proof or document certifying the channeling of contributions through the National Financial System, in which the name or company name of the acquiring investor must appear, as drawer abroad, against an account opened in a bank or financial entity abroad, in the name of the seller of the shares.
    4. Customs Broker Policy.
    5. Accounting Entry of Capitalization of the Journal.
21. Download Annex 3

    Note

    • In no case may the Accounting Entry of Capitalization of the Journal be replaced by accounting vouchers or Journal vouchers.
    • The Current Account Statement is insufficient to prove that the contribution was made abroad and channeled through the National Financial System.

It corresponds to the placement of ADR (American Depositary Receipt) or GDR (Global Depositary Receipt) REQUIREMENTS

• Form 2, duly completed.
• Documents certifying that the financial resources raised through the placement of securities in international markets on behalf of the company issuing the shares have been channeled through the National Financial System.
• Contract executed by the company issuing the shares established in the country and the depositary bank backing the ADR or GDR issue.
• Accounting Entry of Capitalization of the Journal.

In case the copies are not legalized, they must be authenticated by an official of PROINVERSIÓN. Contact Ms. Roxana Mayanga: rmayanga@proinversion.gob.pe.

It corresponds to the acquisition of shares from a national investor or the transfer of shares between foreign investors.

1. ACQUISITION OF SHARES FROM NATIONAL INVESTORS
2. REQUIREMENTS
   • Form 3, duly completed.
   • Annex 4, duly completed.
   • Entry in the Share Registry Book, where the new investor is listed.
   • Proof or document certifying the channeling of contributions through the National Financial System, in which the name or company name of the acquiring investor must appear, as drawer abroad, against an account opened in a bank or financial entity abroad, in the name of the seller of the shares.


3. TRANSFER OF SHARES BETWEEN FOREIGN INVESTORS
4. REQUIREMENTS
   • Form 3, duly completed.
   • Annex 4, duly completed.
   • Entry in the Share Registry Book, where the new investor is listed. (If the investment has been previously registered with the entity, otherwise, the documents supporting the investment must be submitted).
   Download Form 3 Download Annex 4